FINRA

Prometheum Ember Capital LLC is the first broker-dealer with custody rights for digital assets securities approved by the Financial Industry Regulatory Authority (FINRA), an industry-funded oversight arm created by the SEC. Aaron Kaplan, a securities lawyer who is also the founder and co-CEO of parent company Prometheum Inc., discusses the path forward for crypto regulation in the U.S.

24 мая 2023 г.

The Financial Industry Regulatory Authority (FINRA), an industry-funded oversight arm created by the SEC, announced last week that it has given a broker-dealer approval to Prometheum Ember Capital LLC for digital assets securities. Prometheum founder and co-CEO Aaron Kaplan discusses the process of getting the approval and what it means for the current crypto regulatory landscape in the U.S.

24 мая 2023 г.

The Financial Industry Regulatory Authority (FINRA), the finance industry’s self-regulatory body, has mentioned virtual assets in a new regulatory notice on anti-money laundering (AML) and countering the financing of terrorism (CFT). CoinDesk’s Nikhilesh De discusses the possible outcome for crypto regulation.

19 окт. 2021 г.

The Financial Industry Regulatory Authority (FINRA) said on Wednesday it is fining Robinhood nearly $70 million to settle allegations, claiming the investing platform neglected its duty to supervise trades, maintain its technology and protect customers. "The Hash" hosts unpack FINRA's largest fine in history, and what it means for Robinhood and its users.

1 июл. 2021 г.

Автор CoinDesk25 мая 2021 г.

Рынки

L'organisme de surveillance de Wall Street, la FINRA, a examiné pendant 12 mois environ 40 demandes de courtiers-négociants présentées par des startups blockchain.

Автор Nikhilesh De17 июн. 2019 г.