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Broker-Dealers
SEC Gives Broker-Dealers Room to Handle Crypto Securities
The SEC's broker-dealer guidance was generally welcomed as a step in the right direction by industry players.
US Lawmakers Ask SEC to Clarify Broker-Dealer Rules
U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.
Texture Capital Awarded FINRA License to Trade Security Tokens
Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.
Securitize Goes License Shopping With Acquisition of SEC-Registered Broker-Dealer
Security token firm Securitize announced Thursday its planned acquisition of Distributed Technology Markets (DTM).
BitGo Acquires Harbor in Surprise Expansion Beyond Crypto Custody
Digital asset custodian BitGo is building a “full stack” security token services provider by acquiring tokenization platform Harbor, including its broker-dealer and transfer agent.
ConsenSys Acquires US Broker-Dealer in Bid to Tokenize Trillion-Dollar 'Muni' Bond Market
ConsenSys aims to use its new acquisition to offer tokenized municipal bonds in a market ripe for disruption.
Longtime Bitcoin Advocate Launches Broker-Dealer for Crypto Firms
Longtime bitcoin advocate Bruce Fenton has created a new broker-dealer for digital asset firms and financial advisors called Watchdog Capital.
Crypto 'Exchange of Exchanges' ShortHop Expands to 7 US States
ShortHop offers traders access to its own order book as well as orders from other exchanges.
SEC, FINRA Issue Explanation of Crypto Custodian Approval Delay
In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.
Stonewalled by FINRA, Up to 40 Crypto Securities Wait in Limbo for Launch
Wall Street watchdog FINRA has sat for as long as 12 months on roughly 40 broker-dealer applications by blockchain startups.
