FINRA

Circle's SeedInvest Takes Step Toward Tokenizing Stocks With Trading License

SeedInvest, the equity crowdfunding platform owned by crypto startup Circle, just got a license to facilitate trading of traditional securities.

By Nikhilesh DeApr 26, 2019

Since losing its founder in August, sources say ICO platform Token Foundry is alive in name only.

By Brady DaleFeb 6, 2019

The Financial Industry Regulatory Authority (FINRA) has filed a securities fraud complaint against a cryptocurrency broker.

By Nikhilesh DeSep 11, 2018

The U.S. financial self-regulatory body is asking member firms to submit every detail of their existing or future activities in cryptocurrency.

By Wolfie ZhaoJul 9, 2018

Digital money platform Uphold is looking to become a Finra-registered broker-dealer following a new acquisition, the company says.

By Nikhilesh DeJun 27, 2018

Arthur Breitman, co-founder of cryptocurrency project Tezos, has been barred by FINRA from any association with broker-dealers for two years.

By Wolfie ZhaoApr 20, 2018

FINRA, a self-regulatory authority for the financial industry in the U.S., has issued a new warning about cryptocurrency-related stock fraud.

By Wolfie ZhaoDec 21, 2017

FINRA, the self-regulatory organization for US brokers, has announced a new blockchain event and a fintech communications hub this week.

By Stan HigginsJun 14, 2017

FINRA, the self-regulatory organization for US brokers, could see some of its rules impacted by blockchain.

By Stan HigginsJan 19, 2017

Representatives of two US regulators have explained how their agencies are approaching the rapidly growing smart contracts industry.

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