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SEC
Interactive Brokers to Pay $38M in Settlement Over AML Lapses
Publicly traded brokerage firm Interactive Brokers has agreed to pay multi-million dollar penalties to the SEC, Finra and CFTC for failure to flag suspicious transactions and lapses in AML compliance.
SEC Seeking 'Smart Contract' Tracing Tool That Can Spot Security Vulnerabilities
The federal securities watchdog has taken an interest in DeFi's most basic building block.
INX Scales Down US IPO Target to $117M – Still Set to Be Crypto’s Largest
The cryptocurrency and security token exchange has filed an updated IPO prospectus with the SEC, lowering the maximum expected raise and proposing a new launch date.
SEC Wants to Start Scrutinizing Binance Chain Transactions
Company executives anticipated regulators might one day take an interest in Binance Chain
605 Days Later: How ArCoins Got the SEC Go-Ahead as an Ethereum-Traded Treasurys Fund
A look inside Arca and TokenSoft’s 605-day crusade to register the first Ethereum blockchain-native ‘40 Act Fund.
SEC, CFTC Hit Crypto App Abra With $300K in Penalties Over Illegal Swaps
The financial regulators both found fault with Abra offering security-based swaps without first checking to see whether investors were eligble.
Cannabis and Lending Firm Seeks SEC Permission to Raise $50M in Crypto Sale
Ceres, started by graduates of the U.S. Military Academy, recently filed paperwork with the SEC seeking permission to sell its digital token and Ceres coin.
“Crypto Dad” Chris Giancarlo Talks About the New Digitization of Value
Former CFTC Chris Giancarlo sees the current set of financial systems – the older systems associated with the pre-digital age – as hopelessly obsolete. He aims to fix them.
Mapping the Future of the SEC (There's a Nonzero Chance Hester Peirce Takes Over)
The future of the U.S.’s federal securities regulator, and perhaps the direction of cryptocurrency policy, is up in the air. We game out the scenarios.
AML Bitcoin Founder Claims DC Lobbyist Jack Abramoff, US Government Are 'Extorting' Him
AML Bitcoin's Marcus Andrade claims he is being extorted by the U.S. government in a response to Thursday's charges by the Department of Justice and the Securities and Exchange Commission.
