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Broker-Dealers
SEC, FINRA Issue Explanation of Crypto Custodian Approval Delay
In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.
Stonewalled by FINRA, Up to 40 Crypto Securities Wait in Limbo for Launch
Wall Street watchdog FINRA has sat for as long as 12 months on roughly 40 broker-dealer applications by blockchain startups.
STO Services Startup TokenSoft Acquires Stake in Regulated Broker-Dealer
STO facilitator TokenSoft has acquired interest in a regulated broker-dealer to provide services that were previously impossible for the firm.
